This site makes use of Javascript, please enable your web browser to allow Javascript. Thank you.
Alumni | RSS | AA | Languages
 

CFTC Amends Compliance and Registration Requirements for CPOs

February 17, 2012

Summary: The CFTC has rescinded the exemption from registration that Rule 4.13(a)(4) provided to commodity pool operators and commodity trading advisors whose investors are qualified purchasers or accredited investors. As the exemption from registration was widely relied upon, the amendment imposes significant new compliance requirements for many funds.

Download: Client Alert (PDF, 31.03 K)

 
Practice Professionals Firm Careers Diversity Pro Bono Newsroom Case Studies Client Alerts & Newsletters Emerging Trends Firm News Newsmakers Press Releases Publications Rankings & Recognition Surveys Events Offices