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CFTC Amends Compliance and Registration Requirements for CPOs

February 17, 2012

Summary: The CFTC has rescinded the exemption from registration that Rule 4.13(a)(4) provided to commodity pool operators and commodity trading advisors whose investors are qualified purchasers or accredited investors. As the exemption from registration was widely relied upon, the amendment imposes significant new compliance requirements for many funds.

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Patrick A. Michel

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