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Investment Management Newsletter

Spring 2014

In This Issue:

  • Application of Regulation D “Bad Actor” Rules to Private Funds and Their Investors 
  • A Lifting Fog Around Finders? 
  • The Volcker Rule: Regulatory Risks Reduced as Rule Is Finally Adopted 
  • The New German Investment Tax Act 
  • The New UK Partnership Tax Rules—A Complete Change of Landscape 
  • Recent Developments Involving US ERISA Plans
  • SEC Expands Application of Knowledgeable Employee Exemption for Private Funds 
  • Futures Trading: The CFTC Overreaches in Its Interpretation of the Antimanipulation Provisions Adopted in Dodd-Frank 

Also of Interest