This site makes use of Javascript, please enable your web browser to allow Javascript. Thank you.
校友 | RSS | AA | 语言
主页 > 专业人员

Simon Firth

Simon Firth

T: +44(0)20 7105 0583 F: +44(0)20 7105 0505

Download vCard

Simon Firth advises financial services firms on a range of legal and regulatory matters. Clients include investment managers, advisers, brokers and fund promoters.


His funds experience covers the establishment, promotion, regulation and operation of closed and open-ended investment funds including hedge, private equity, property and UCITS funds. His related transactional work comprises fund seeding and restructuring and business acquisitions, and disposals in the financial services sector.

A significant component of his practice involves establishing and structuring partnership vehicles for funds and investment management businesses, principally limited partnerships and LLPs, and drafting their partnership or members’ agreements.

Simon regularly advises clients on regulatory matters, including the Alternative Investment Fund Managers Directive, FCA authorization, financial promotion, conduct of business rules and customer documentation. This advice often involves analysis of applicable UK and EU regulations against equivalent SEC provisions, and Simon is familiar with US law and regulation in this field.

Simon is a regular speaker on investment management and regulatory matters, and frequently contributes articles on industry matters. He has been involved with various committees of the Alternative Investment Management Association (AIMA), and has been a member of the Legal Advisory Group of the Investment Management Association (IMA).

Simon has been recognized as a Notable Practitioner by Chambers UK, who described him as a “highly valued funds partner” and quoted clients who praise him for his “‘excellent service. He is a very knowledgeable individual who is more than happy to go the extra mile to get things done and isn’t afraid to push back if it is in your interests.’” According to The Legal 500 UK, Simon is regarded as “very knowledgeable and efficient.” He is also recognized in IFLR 1000, Expert Guides - Banking, Financial and Transactional Law and Investment Funds Lawyers for Investment Funds in the UK.


Kaye Scholer LLP - London Office Terms of Business

Firth, Simon



Cambridge University, Girton College, MA, Modern Languages and Law


Solicitor of the Senior Courts of England and Wales


Law and Society of England and Wales

Securities Industry and Financial Markets Association

American Bar Association

International Bar Association

业务 专业人员 本所 Careers 多样性 新闻中心 活动 代表处